This is the fourth of a series of blog posts looking forward to the British Library exhibition on Buddhism, 25 Oct 2019 – 23 Feb 2020

The Buddhist rainy season retreat or Buddhist lent, which started on Dhamma Day last month (17 July), is used by many Theravada Buddhists to enter the monastic order, Sangha, for the whole three months of the Buddhist lent. Ordination can also be for a shorter or longer period of time, depending on personal circumstances and decisions.

The practice of monastic ordination goes back to the time of the historical Buddha. Soon after he attained enlightenment, the Buddha founded a community of disciples called the Sangha. He started to form his bhikkhu-sangha with only five monks; but because of the rationality of the Dhamma he soon gained a large number of followers.

Yasa, the son of a rich man, joins the monkhood to become the sixth bhikkhu after the Buddha’s five chief disciples. Fifty of Yasa’s friends followed his example and joined the Sangha. Burmese manuscript, 19th century. British Library, Or 14553, f. 2

The Sangha is central to Theravada Buddhism. In the context of Buddhist monasticism, one who enters into a monastic life should for all purposes aim at the extinction of the three root causes of suffering (dukkha) – ignorance, aversion and greed – in order to put an end to the cycle of rebirths (samsara). Monastics shave their heads, wear robes in a shade of yellow, orange or ochre, study the Buddhist doctrines, observe a particular number of precepts depending on their religious advancement, practice meditation and spread the Dhamma, the Buddha’s teachings. Eight requisites (attha parikkhara) allowed to a monastic include three yellow, orange or ochre robes (i.e. the lower loincloth, the upper inner robe and the large top robe), an alms bowl, a razor to shave the head, a needle for mending clothes, a water strainer, and a cloth girdle.

Maha Mulasattha text on the principles of making merit written in Northern Thai Dhamma script on palm leaves with wooden covers, dated 1851 CE British Library, Or 16077. From Doris Duke’s Southeast Asian Art Collection.

The eight requisites of monastics and some additional items like a ceremonial fan and a shoulder bag for travelling are normally donated by the lay community as acts of merit, along with food, medicines and objects for daily use. Making merit is at the centre of Theravada Buddhism and shapes the interaction between Sangha and the lay community. High levels of merit-making are regarded as a sign of peace, happy relationships and prosperity within the community or the entire country.

During the rainy season retreat, vassa, the Buddha stayed in one place of residency to teach the Dhamma. The rains retreat is a three-month period (July to October) where the Buddha did not travel from one location to another. The Buddha ordered his disciples to avoid travel for this three-month period during the rainy seasons. Burmese manuscript, 19th century. British Library, Or 14823, f. 29

The Sinhala Ordination was introduced into Burma from Sri Lanka in the 12th century. In 1423 CE, twenty-five monks from Chiang Mai and eight monks from Angkor travelled to Sri Lanka and brought the Sinhala Ordination to Thailand. In 1476 CE, twenty-two monks from Burma were sent in two ships to the island. They were duly ordained by the Mahavihara monks at the consecrated sima (ordination hall) on the Kalyani River, near Colombo. Upon the return of these monks, King Dhammaceti (1471-1492 CE) built the Kalyani Sima in Pegu (Bago), where monks from neighbouring countries received their ordination.

In mainland Southeast Asia, two types of ordination ceremonies are held in the sima: ordination for novices (pabbajja), and ordination for monks (upasampada). To become a novice, the follower has to recite the Ten Precepts as well as the Three Refuges of Buddha, Dhamma and Sangha. In order to become a monk, the Sangha or monastic community will perform the upasampada ordination on fulfilment of the five conditions: Perfection of a person, Perfection of an assembly, Perfection of the sima, Perfection of the motion, and Perfection of the Kammavaca. The most senior elder leads the assembly for the newly-ordained monk, while selected monks will recite the upasampada Kammavaca ordination text taking great care with articulation and pronunciation.

Upasampāda Kammavācā in Dhamma script on red lacquered and gilt palm leaves or paper, northern Thailand or Laos, 19th century. British Library, Or.16454, cover and first leaf

There are 227 monastic rules for a bhikkhu (monks) and 311 monastic rules for a bhikkhuni (nuns) as described in the Vinaya Pitaka under the section of Patimokkha, which includes abstaining from eating after midday and refraining from handling money. After the death of King Suddhodana, father of the Buddha, the widowed queen Mahapajapati Gotami went to the Buddha and asked him to allow women to be fully ordained. The Buddha initially refused her request as the reality of living nunhood posed a hardship for the women. After the Buddha’s disciple Ananda pleaded, the Buddha granted the request of Gotami on her promise to accept certain important rules to qualify her for ordination. Gotami, the Buddha’s foster mother was the first woman to be ordained in Buddhism to become a bhikkhuni. After Gotami’s ordination and the ordination of her five hundred followers, more and more women became nuns during the life time of the Buddha.

Folios of the Bhikkhuni-patimokkha in black lacquer on gilded leaves, Burmese manuscript, 19th century. British Library, IO Man/Pali 21

Although there is currently no formally acknowledged Order of Bikkhuni in Burma, Thailand or Laos, upasika (women who take vows) play important roles in society. They shave their heads, wear light yellow or white robes, keep eight or ten precepts, study the Buddhist doctrines, practice meditation and spread the Dhamma. They are also educators for women who wish to become upasika. They help carry out religious rituals and ceremonies, and they give support to elderly women, widows and orphans who are left without family. Currently, there are strong endeavours to revive full ordination of women and to get formal acknowledgement of the bhikkhuni-sangha in several Southeast Asian countries. It is said that the bhikkhuni-sangha and ordination of nuns in the Theravada tradition had died out about 1000 years ago. Nonetheless many manuscripts containing the entire Bhikkhuni-patimokkha were still produced in Southeast Asia during the 18th and 19th centuries, and this leads to the question as to why this was done, if the Order of Bhikkhuni had indeed been non-existent for centuries.

San San May, Curator for Burmese
Jana Igunma, Lead curator, Buddhism exhibition

‘Bold script of wildness and beauty’ is Jan Just Witkam's evocative description of the calligraphy of a manuscript from Daghistan in the collection of Leiden University Library (Cod.Or. 11964), a characterisation which seems supremely well suited for a product of this mountainous and fiercely proud region in the Caucasus mountains. Today, Dagestan is a republic located in the Russian Federation, bounded to the east by the Caspian sea and to the south by Azerbaijan and Georgia, and  home to a rich and distinctive manuscript culture.  The British Library holds a small collection of ten Qur’an manuscripts from Daghistan, and in this blog each manuscript will be pictured to illustrate some of the many distinctive features of this impressive but little-known manuscript tradition.

Surat al-Fatihah, the opening pages of a large Qur’an, Daghistan, 1777. British Library, Or. 16127, ff. 2v-3r

The most immediately striking feature of Daghistani manuscript illumination is the vibrant palette of red, yellow, green, purple and brown, which contrasts strongly with the predominantly blue and gold nexus of the Ottoman and Indo-Persianate manuscript traditions to the south. There is considerable variation in the architecture of decorated frames, perhaps relating to sub-regional origin or some other underlying classificatory structure: in a significant proportion of manuscripts rectangular frames are extended horizontally into the outer margins (see above), while in other manuscripts, double headpieces predominate. Characteristic motifs include double/triple scrolls and concave diamond-shaped lozenges, and the presence of ‘eyelets’ within these motifs. 

Surat al-Fatihah, the opening pages of a Qur’an, Daghistan, ca. 19th century. British Library, Or. 15605, ff. 1v-2r

Detail of characteristically Daghistani decorative motifs with concave diamond-shaped lozenges studded with ‘eyelets’, from the initial double illuminated frames of a Qur'an shown below. British Library, Or 15955, f. 5r (detail)

When surah headings are set in decorated rectangular panels, these may also be extended horizontally into the outer margin with a palmette or other ornamental device.  An especially distinctive and rare feature of Daghistani manuscripts is that the petalled floral verse markers are often stamped in black ink, and then hand-coloured.

Heading for Surat al-Mulk extending vertically into the margin with a decorative finial, adjoining a marginal ornament for the start of the 29th juz'; note also the stamped verse markers in black ink, coloured in with red and yellow. Qur’an, Daghistan, ca. 1800. British Library, Or. 15913, f. 258r

Heading for Surah al-Mujadilah extended into the margin, with below it an ornamental marker for the start of the 28th juz’. Qur’an, Daghistan, 19th century. British Library, Or. 16771

 
(Left) two different designs of stamped verse markers in a Qur'an, Or 15955; (Right) stamped and uncoloured marginal ornament, and a stamped coloured verse marker, in Qur'an, Or 16033.

Confirming Witkam's characterisation of Daghistani calligraphy, the Qur’anic text is generally written in a large, bold, confident and widely-spaced hand, tending towards the monumental. In Daghistani Qur’ans, the index of artistry is clearly the calibre of the calligraphy rather than the decoration, but perhaps the most unusual feature is the sense of scribal bravado or even swagger.  Elements of the text of a Qur’an traditionally highlighted calligraphically, such as the marginal annotations, or the first few words of a juz’ or beginning of a surah, are often approached with gusto. The letter ta’ marbuta is often presented decoratively as a knot surmounted by a bud.   The calligraphic treatment applied to certain words, such as the exuberant ‘amma at the start of the final juz’ of the Qur’an, or the elan of the presentation of ‘mysterious letters’ like the ha-mim, bespeak an individualism not normally associated with Qur’an manuscripts, and to an extent not encountered in any other known Qur’anic tradition.  Contrasting with the big bold Qur’anic text, catchwords and other paratextual notes are generally written in a very distinctive small cursive hand with overlining, with a pronounced slope to the right, associated with Daghistani manuscripts in the Avar language as well as Arabic.

Large, bold, hand in a Qur’an, Daghistan, 19th century. Or. 16759

Qur’an, on blue paper, Daghistan, 19th century. Note the catchwords written in a small sloping cursive hand with overlining at the bottom of the right-hand page. Or. 16760, ff. 1v-2r.

In many schools of Qur’anic manuscript art, the layout and divisions of the Qur’anic text tend to adhere to longstanding regional preferences.  In Daghistani Qur’ans, especially those with illuminated frames, the Surat al-Fatihah usually occupies the whole of the first two facing pages. This is in striking contrast to many other traditions, including the Ottoman and Southeast Asian world, where Surat al-Fatihah usually occupies a right-hand page, with the beginning of Surat al-Baqarah on the left.  When decorated frames occur in the middle of a Daghistani Qur'an, they invariably mark the start  of Surat Maryam, and the several manuscripts in the British Library of Daghistani Qur’ans produced in two volumes are also divided at the start of Surat Maryam.

Decorated frames marking the start of Surat Maryam. Qur’an, Daghistan, 1777. Or. 16127, ff. 253v-254r

The start of Surat Maryam, with exhuberant calligraphic treatment of the 'mysterious letters', at the beginning of the second volume of a two-volume Qur’an, Daghistan, 19th century. Or. 16595, ff. 1v-2r

The start of Surat Maryam, with the 'mysterious letters' framed on the left-hand page. Qur’an, Daghistan, ca. 19th century. Or. 16058, ff. 274v-275r

Another highly characteristic feature of many Daghistani Qur’ans is the addition of a pious phrase at the end of the first surah, al-Fatihah, the word amin or a longer phrase such as amin ya rabb al-‘alamin may be inscribed, and especially after the final word of the Qur’anic text, al-nas, when the words of praise Allahu akbar are frequently added.  While it is not unknown to find the addition of amin at the end of Surat al-Fatihah in Qur'an manuscripts worldwide, the longer phrases are rarely encountered.

Surat al-Fatihah, followed by the words amin rabb al-'alamin. Daghistan, ca. 19th century. British Library, Or. 16033, ff. 1v-2r

Final lines of the Qur’anic text, followed by the words Allahu akbar, in the same Qur’an, Daghistan, ca. 19th century. British Library, Or. 16033, f. 500r

The divisions of the text into Qur’an into thirty parts of equal length (juz’, plural ajza’), and sub-divisions thereof, is an important navigational aid in Qur’an manuscripts all over the Islamic world, especially since manuscript Qur’ans generally did not bear page, surah or verse numbers.  Most Daghistani Qur’ans bear marginal ornaments marking each juz’, with further ornaments for half (nisf), quarter (rub‘) and eighths (thumn) of each juz’. Other marginal annotations, commonly found in many Qur’ans, are the letter ‘ayn to indicate ruku’ or places for genuflection, and the word sajdah, indicating places for prostration.  But so far unique to Daghistani Qur’ans appears to be the marginal annotation wird, which perhaps might be understood to mark specific portions of the Qur’an for devotional recitation associated with Sufism.

Beginning of Surat al-Baqarah, annotated in the margin al-juz’ al-awwal, and with the ornamental surah heading extending horizontally in the margin. Note the strong, bold script of the Qur’anic text, contrasting with the characteristic small backward-sloping cursive hand of the note at the bottom of the left-hand page. The marginal annotation in red on the left-hand page reads wird. The illuminated panel at the top of each page includes typically Daghistani motifs with ‘eyelets’. Qur’an, Daghistan, ca. 19th century. British Library, Or. 15955, ff. 4v-5r

Many of these Daghistani Qur’ans are large manuscripts, written on burnished paper of Russian manufacture, as evidenced in watermarks or embossed factory stamps. Bindings are usually plain and relatively ‘rustic’ in appearance, of dark brown leather without envelope flaps. Simple tooled frame lines are often joined by straight lines along the horizontal, vertical and diagonal axes, with stamped corner pieces and central medallions.  Particularly characteristic is the frequent use of small circular stamps along the ruled axes.

Two major programmes are currently digitising manuscripts in Dagestan: the Factum Foundation has been working with the Institute of History, Archaeology and Ethnography (IHAE) in Makhachkala, the capital of Dagestan, to digitise the manuscript collections held in the IHAE, while a British Library Endangered Archives Programme project 'Digitising Dagestan's Manuscript Heritage: Manuscripts from the Library of 'Alī al-Ghumūqī (1878-1943)' is currently underway (EAP957).

Daghistani Qur’an manuscripts in the British Library, 18th-19th centuries
(Fully digitised manuscripts have been hyperlinked)

Or. 15605, Qur’an
Or. 15913, Qur’an
Or. 15955, first volume of a two-volume Qur’an
Or. 16033, Qur’an
Or. 16058, Qur’an, 1821
Or. 16127, Qur’an, 1777
Or. 16595, second volume of a two-volume Qur’an
Or. 16759, selections from the Qur’an
Or. 16760, selections from the Qur’an
Or. 16771, second volume of a two-volume Qur’an

Further reading

Blog: From Caucasia, not from Southeast Asia: Daghistani Qur'ans with spurious colophons

A.T. Gallop, From Caucasia to Southeast Asia: Daghistani Qur’ans and the Islamic manuscript tradition in Brunei and the southern Philippines. I-II.  Manuscripta Orientalia, 14 (1), June 2008, pp. 32-56; 14 (2), December 2008, pp. 3-20.
A. Shikhsaidov, Muslim treasures of Russia.  II: Manuscript collections of Daghistan.  Part II,  Manuscripta Orientalia,  13.1 ( 2007), pp. 25-61.

Annabel Teh Gallop, Lead Curator, Southeast Asia

Without the ability to travel time it may forever be impossible to restage the medieval and early-modern viewing conditions of Islamic manuscripts. Whereas in paintings books are often shown being enjoyed outdoors, architecture can offer insights into the experience of manuscripts indoors.

Fig. 1: Mullah holding a book. Bijapur, c. 1610 (British Library, J.25, 14). Public domain

Consider the wholly illuminated central prayer niche (miḥrāb) at the Jāmi‘ Masjid of Bijapur in Deccan India (mosque: 1576; miḥrāb: 1636) (fig. 2). The entire niche is covered with calligraphy and micro-architectural details that are a mise en abyme within the mosque. Hanging lamps and manuscripts that likely represent the Qur’ān fill smaller niches at the dado level flanking both sides of the central niche. The books bear gilt bindings and the lamps have delicate golden tassels that accentuate their light-giving quality. The simple juxtaposition of lamps and books reminds us that the viewers of these manuscripts did not encounter them under the harsh lighting of today’s modern libraries. In an assessment of illumination, the problem of light is inescapable.

Fig. 2: Detail of Miḥrāb of the Great Mosque of Bijapur, 1636. Photograph: Vivek Gupta

Generally, manuscript illumination is a practice where reflective substances have been applied to the surfaces of books. These surfaces include the binding, support (paper, parchment), and the edges of the support. While illumination is most commonly associated with gold, other metals including silver and tin are also used to create lustre. I refer here to gold as shorthand, but the material was in fact a liquid gold or alloy that was malleable to various surfaces and showed a variety of hues. This material can be flattened, painted, scattered, and pricked to create different effects on the surface of a support (fig. 3).

Figs. 3a and 3b: Shamsah (sunburst) and Heading of the Kulliyāt-i Amīr Khusraw Dihlavī, 1517 (British Library Add. 21104). Public domain

Illumination occurs everywhere on the page: its edges, borders, line rulings (jadval), rosettes (shamsahs), frontispieces (sarlawḥs), headpieces (‘unvāns), headings, interlinear space, the writing itself, and even the edges (fig. 4). There is no authoritative handbook for these terms in Arabic, Persian, Turkish, Urdu, etc., and this nomenclature has evolved with convention. For example, the term ‘unvān has caused some confusion. The word literally denotes ‘title,’ and therefore I have used it for headpiece. In the British Library’s Persian manuscript catalogue edited by Rieu, ‘unvān denotes anything from illuminated headpiece to frontispiece (single or double page) to heading. Beyond references to illuminators (mudhahhib), the practice of illumination (tadhhīb), other words formed with the Arabic root dh-h-b or the Persian word zar, the textual record offers remarkably little prescriptive terminology for illumination. Even less defined are the names for particular illuminated patterns. While some of these patterns have analogues in architectural ornament, they do not always seamlessly translate to book decoration. For this reason, one safe compromise is to use English words, yet this can often be dissatisfying.

Fig. 4: Gilded edge of manuscript, Kulliyāt-i Amīr Khusraw Dihlavī, 1517 (British Library Add. 21104). Public domain

Regardless of the lack of an established technical vocabulary, illumination and light (nūr) are everywhere in Islamic art and architecture. This is best attested by the Qur’anic Light verse (24:35) that begins, "God is the light [nūr] of the heavens and the earth; the likeness of His light is a niche [mishkāt] wherein is a lamp [miṣbāḥ]," which frequently graces miḥrābs. Widespread lamp imagery such as that found in Bijapur’s Jāmi‘ Masjid also alludes to it. When books like the Qur’an or poetry reflected light through their illumination, this took on a divine significance. Through technologies such as multi-spectral imaging it may be possible to recover how premodern manuscripts looked by candlelight and evaluate the effects of how different lighting changed the experience of these books. Collaborations between architectural historians and scientists have started to reveal how sites such as the Mosque of Córdoba looked when lit with early Islamic glass lamps (Kider, Fletcher, Yu, Holod, Chamlers, and Badler, 2009).

Fig. 5: Ascension (mi‘rāj) of the Prophet forming the sarlawḥ (frontispiece) of the Khamsah (Quintet) of Amīr Khusraw Dihlavī, 1571 (British Library Add. 22699). Public domain

In painting, illumination has been applied to nearly all forms. Fire, the sun, skies, and halos are popular gold elements. In her several articles and books on images of the Prophet Muhammad, Christiane Gruber has demonstrated how this tradition evolved. On the double-page frontispiece of the Khamsah (Quintet) of Amīr Khusraw Dihlavī dated 1571 from Safavid Qazvin (Fig. 5), gold is deployed profusely in a scene showing the Prophet’s ascension (mi‘rāj). In the flowering cartouches in the borders, the swirling clouds, and the fire they cast upon the Prophet and his steed Burāq, this page is fully illuminated. The dramatic interplay of these gold swirls and lapis blue surface would have created a startling effect especially if this page were viewed in low light. In experiencing the open book, the light of Muhammad (nūr Muḥammad) would have certainly shone onto the viewer.

Figure 5: Shrine of Aḥmad Shāh (r. 1422–1436), Ashtur, Bidar. Photograph: Vivek Gupta

The study of book illumination should be placed in an expanded visual context that also includes architecture. In an early fifteenth-century Deccan shrine/tomb initially studied by Helen Philon (2000), I later drew comparisons between its domed apex and specific Indian maṇḍalas or yantras that Philon previously compared to Islamic talismanic bowls as well. Yet, the entirety of the shrine is covered in gold illumination. One of the clearest comparisons between the apex and a manuscript would be an illuminated shamsah or starburst. The completely calligraphed golden dome when lit with lamps would reflect light onto visitors below.

Illumination in Islamic manuscripts thus is no simple matter. Here, I have tried to make its obvious connection to light both practically and spiritually. While the majority of my research for the British Library has involved developing a method to catalogue illumination in Persian manuscripts (ca. 100 manuscripts completed), I do sometimes imagine the buildings and spaces in which they once were read, enjoyed, and seen. For, illumination allowed books to emanate light.

With thanks to Umberto Bongianino, Eleanor Sims and Ursula Sims-Williams.

Use #BL_IslamicIllum to share your favourite examples of illumination at the library and follow @_nainsukh for more!

Vivek Gupta, SOAS University of London, History of Art and Archaeology; British Library PhD placement

Further reading:

Akimushkin, Oleg F. and Anatol A. Ivanov. 1979. “The Art of Illumination.” In The Arts of the Book in Central Asia, 14th-16th Centuries, ed. Basil Gray, London: Serindia, 35-57.

Brend, Barbara. 2015. “The Management of Light in Persian Painting.” In God is the Light of the Heavens and the Earth: Light in Islamic Art and Culture, eds. Jonathan Bloom and Sheila Blair, New Haven: Yale University Press, 198-229.

Gruber, Christiane. 2019. The Praiseworthy One: the Prophet Muhammad in Islamic texts and images. Bloomington: Indiana University Press.

Waley, Muhammad Isa. 1997. “Illumination and its Function in Islamic Manuscripts.” In Scribes et manuscrits du Moyen-Orient, eds. François Déroche and Francis Richard, Paris: Bibliothèque Nationale de France, 87-112.

Wright, Elaine. 2018. Lapis and gold: exploring Chester Beatty’s Ruzbihan Qur’an. London: Chester Beatty Library in association with Ad Ilissvm.