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11 February 2021

An Earl, a collection, and a shopping list: Mail-order military manuscripts

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A lithographed wish-list of titles on Arabic military science testifies to the frustrated literary ambitions of a king’s son.

Kitāb Fahrasat al-kutub allatī, p.76
Kitāb Fahrasat al-kutub allatī narghabu an nabtāʿahā wa-al-masāʼil allatī tūḍiḥ jins al-kutub allatī narghabu al-ḥuṣūl ʿalayhā innamā najhalu asmāʼahā wa-al-masāʼil fī ʻilm al-ḥarb. London, s.n. 1840 (BL 14598.c.1, p. 76)
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Shopping for books in the early nineteenth century

In these days of home delivery, we are used to the concept that (almost) whatever we wish to acquire, from takeaways and groceries to toys, clothes, and books, may be obtained without leaving the comfort – or confines – of the home. But two hundred years ago, for those with very specific literary interests, the acquisition of books or hand-written manuscripts could necessitate great dedication to the cause: months or years of foreign travel, tireless enquiry, and great expense.

Nonetheless, for those in possession of power, good contacts, and deep pockets, the pursuit of rare books could be conducted remotely, to a degree. And just as today’s shopping websites allow users to compile their ‘wishlists’, one remarkable document compiled at the behest of George FitzClarence, first Earl of Munster (1794-1842), tells a nineteenth-century tale of mail-order manuscripts.

The life and literary interests of George FitzClarence, first Earl of Munster

Eldest illegitimate son of Prince William (1765-1837, William IV from 1830), FitzClarence devoted much energy to appealing for funds and honours from his father, from whom he became estranged. Prone to drinking and gambling, publicly mocked in satirical sketches, and afflicted with depression, he has gone down in history as an unfortunate figure, committing suicide in March 1842 at the age of 48.

Caricature of FitzClarence as Bum Puff
Unflattering caricature of FitzClarence as ‘Bum Puff’, wearing Oriental slippers and accompanied by papers bearing pseudo-Arabic characters  (British Museum 1868,0808.9395.
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However, there was another side to FitzClarence, one overshadowed by his sad end.

After military service in India (1815-17) he travelled home via Egypt, later publishing his account of the journey. Pursuing his developing interest in Asian history and literature, FitzClarence became a founder member and from 1828, Vice-President of the Royal Asiatic Society of London, in which role he supported the publication and translation of Arabic texts via the Society’s Oriental Translation Fund, still operational today.

Anonymous portrait of the young George FitzClarence  Earl of Munster  c. 1810-20 (1918 0107.70)
Anonymous portrait of the young George FitzClarence, Earl of Munster, c. 1810-20 (British Museum 1918,0107.70)
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Subsequently, FitzClarence combined his interest in military matters with his scholarly and literary passions, initiating an ambitious project to author a comprehensive history of the military sciences in Muslim societies.

Military science in the Arabic written tradition

Hundreds of Arabic treatises on military science have been composed, re-arranged and translated into Turkish, Persian and other languages since at least the ʿAbbāsid period (750-1258). They are often categorised under the general label of furūsīyah (horsemanship), encompassing equestrianism, the mastery of mounted manoeuvres, polo, shooting at targets, and horseback hunting (a luxurious illustrated example of this genre is this copy of Nihāyat al-su’l wa-al-umnīyah fī ta‘allum a‘māl al-furūsīyah (Add MS 18866).

Horsemen in combat Add MS 18866 f135r
Illustration of two horsemen wheeling around, with a sword in each one's hand on the horse's back. Nihāyat al-su’l wa-al-umnīyah by Muḥammad ibn ‘Īsá ibn Ismā‘īl al-Ḥanafī al-Aqṣarā’ī, dated 10 Muḥarram 773/25 July 1371 (BL Add MS 18866, f. 135r)
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However, the Arabic military sciences also include subjects such as the manufacture and use of weapons like the bow and arrow, sword, mace, lance (Add MS 14056, ff. 1v-10v; ff. 11r-18v) and spear; equine medicine and horse-training (Add MS 14056, ff. 19r-123v, Add MS 23416); tactical theory and skills for the battlefield; war machines (Add MS 14055) and explosive devices; military management and bureaucracy (Or 9016), and the etiquette of engaging the enemy and dividing the spoils of conquest.

Many texts take the form of didactic, practical manuals, with many surviving manuscripts today dating to the highly militarised Mamluk state in Egypt and Syria (1250-1517) as well as its Ottoman successor in the sixteenth and seventeenth centuries (Add MS 20736).

Wishing to gather as many of these primary sources as possible towards his magnum opus, FitzClarence purchased extensively (Add MS 14056 and 14055). Not mastering the necessary linguistic skills, he enlisted the promising young Austrian Orientalist Aloys Sprenger (1813-93), who had recently relocated to London, as secretary and research assistant in his quest.

Loan note (BL Or 3631 f. 2v
Loan note (BL Or 3631 f. 2v)
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In addition to FitzClarence’s acquisitions, he and Sprenger borrowed and compiled all that the libraries and private collections of Britain had to offer on the subject, as a note inside a copy of three treatises on military science (Or 3631) borrowed from the antiquarian and astronomer John Lee, Né Fiott (1783-1866), attests, its melancholy codicil ‘Returned August 1842’ hinting at the tragic event to come.

They also travelled across Europe together, visiting libraries in search of relevant texts in Arabic, Turkish, and Persian and Hindustani. During this period Sprenger also obtained a medical degree ‘on the side’ with a thesis on the development of Arab medicine.

The ‘Wishlist’ of military texts

But FitzClarence wanted still more, and in 1840 issued – with Sprenger as ghost-writer– a 160-page Catalogue of books that We desire to purchase and subject matter clarifying the type of books We desire to obtain – the titles and details of which We do not know – on the study of warfare (Kitāb Fahrasat al-kutub allatī narghabu an nabtāʿahā wa-al-masāʼil allatī tūḍiḥ jins al-kutub allatī narghabu al-ḥuṣūl ʿalayhā innamā najhalu asmāʼahā wa-al-masāʼil fī ʻilm al-ḥarb).

Title page  Kitāb Fahrasat al-kutub allatī
Title page, Kitāb Fahrasat al-kutub allatī narghabu an nabtāʿahā wa-al-masāʼil allatī tūḍiḥ jins al-kutub allatī narghabu al-ḥuṣūl ʿalayhā innamā najhalu asmāʼahā wa-al-masāʼil fī ʻilm al-ḥarb, London, 1840 (BL 14598.c.1, p. 1)
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Written in Sprenger’s Arabic hand and lithographed, this veritable shopping list opens with a preface in ornate classical Arabic literary style (p. 1), followed by an explanation of FitzClarence’s aim in writing the list, and a long description of the subjects of interest (pp. 1-83). The latter range widely, from Qurʾānic and legal precepts relating to war; jihād; armies and warfare throughout the history of Islam from the early caliphates to the Seljuqs, Timurids, Ottomans and Mughals; military management and financing; terminology; different styles of warfare (mounted or on foot); horses; apparel; weaponry; armour; training; parades; manoeuvres; famous teachers; desired qualities in a soldier, and numerous other fields of enquiry.

Then are listed hundreds of known titles on warfare, horsemanship, and weaponry (pp. 84-106) and military and political history (pp. 106-156), followed by an author index (pp. 156-160). The titles, often cited alongside biographical details of the authors, testify to Sprenger’s exhaustive research and vast knowledge of the field. In a sense, this remarkable compendium saw the Sprenger/FitzClarence team take an unlikely honorary place in the rich history of Arabic bio-bibliographic writings.

Layout of a royal fortress from a copy of Nihāyat al-su’l wa-al-umnīyah central part of this image in Fahrasat al-kutub
Diagram (left) of the layout of a royal fortress from a copy of Nihāyat al-su’l wa-al-umnīyah  (BL Add MS 18866, f. ‎209v), and (right) the copy of the central part of this image in Fahrasat al-kutub allatī narghabu... (BL 14598.c.1, p. 76)
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The work also contains examples of diagrams sometimes found in the Arabic treatises sought, labelled images of weapons apparently functioning more as a terminological inventory for the author or reader’s benefit than as faithful reproductions from the manuscripts, and as some drawings apparently taken from European military texts.

‘winged’ insignia from a copy of Nihāyat al-su’l ‘winged’ insignia
Diagram (left) of ‘winged’ insignia from a copy of Nihāyat al-su’l wa-al-umnīyah (BL Add MS 18866, f. ‎214v), and (right) copies of this and other insignia in Fahrasat al-kutub allatī narghabu... (BL 14598.c.1, p. 61)
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An untimely end

This document was clearly aimed at Arab book dealers and agents with access to Arabic manuscripts, but further research is needed to establish whether FitzClarence’s wishlist directly resulted in any acquisitions. His suicide only two years later stopped the project in its tracks, and the planned History of Military Science among the Muslim Peoples which by now had mushroomed into a vast account of warfare including the pre-Islamic societies of Persia, China, and Indian, never came to fruition.

Having lost his patron, Sprenger sailed to India as a surgeon, later continuing his scholarly career as principal of various colleges in Delhi and Calcutta, and researcher-cataloguer of Indian collections including the Imperial libraries of Awadh (Oudh). He also amassed a manuscript library of his own, at least part of which now forms the Sprenger Collection at the Staatsbibliothek zu Berlin - Preußischer Kulturbesitz.

FitzClarence’s son William, the second Earl of Munster (1824-1901), inherited his father’s debts but not his interests, and certain of FitzClarence’s manuscripts were soon auctioned on 6 April 1843 (Add MS 14056, Add MS 14055). The British Museum purchased some volumes, while others were obtained at a later sale on 27 March 1855 (Add MS 20736).

Although FitzClarence’s book never came to be, copies of the wishlist remain in many libraries as a testament to his thwarted literary ambitions. One can only wonder what he would have made of the digital, virtual libraries of today in which his dream of access to ever more of the world’s Arabic military texts – and millions of others – is increasingly coming to pass.

References

Chaghatai, M. Ikram, ‘Dr. Aloys Sprenger (1813–1893): His Life and Contribution to Urdu Language and Literature’, Iqbal Review, 36 (1995), pp. 77–99.

FitzClarence, George Augustus Frederick,  Journal of a Route Across India, Through Egypt, to England, in the Latter End of the Year 1817, and the Beginning of 1818  (London: John Murray), 1819.

The Earl of Munster's obituary in 'Proceedings of the nineteenth anniversary meeting of the society' Journal of the Royal Asiatic Society, 7 (1843), pp. i-xxi.

Sprenger, Aloys and George Augustus Frederick FitzClarence, Earl of Munster, Kitāb Fahrasat al-kutub allatī narghabu an nabtāʿahā wa-al-masāʼil allatī tūḍiḥ jins al-kutub allatī narghabu al-ḥuṣūl ʿalayhā innamā najhalu asmāʼahā wa-al-masāʼil fī ʻilm al-ḥarb (London, s. n., 1840). British Library copy 14598.c.1. Digital copy at Princeton University Library, digitised by Hathi Trust

Sprenger, Aloys, A catalogue of the Arabic, Persian and Hindu'sta'ny manuscripts, of the libraries of the King of Oudh, Vol. 1 (Calcutta: J. Thomas for the Baptist Press), 1854.

Wright, Jo, 'Sir Thomas Reade: Knight, ‘Nincumpoop’ and Collector of Antiquities', Asian and African Studies Blog (2014).

— , An Earl, a Collection and a Gun: the Curious Provenance of a British Library Manuscript', Qatar Digital Library (2014).

Jenny Norton-Wright, Arabic Scientific Manuscripts Curator, British Library Qatar Foundation Partnership
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18 January 2021

The Gombroon Diaries: a Rich Source on Eighteenth Century Persia and the Persian Gulf

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The Gombroon (Bandar-e ʻAbbas) Factory was established in 1623 to represent the interests of the East India Company (EIC) on the southern coast of Persia (Iran) and the Gulf. It soon became the centre of British trade and political activities following the expulsion of the Portuguese from Hormuz and Bahrain. A Chief Agent headed the Factory’s decision-making ‘Council’. The Council members coordinated with Sub-Agents, Brokers and local partners at the rest of the British establishments in Persia, primarily in Esfahan, Kerman and Shiraz.

A list of account salaries due to Company's staff at Gombroon
A list of account salaries due to Company's staff at Gombroon (IOR/G/29/5/2 f 79v)
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In many ways, the Factory owed its existence and commerce in the region to certain royal grants confirming specific trading privileges known as Rogums (Ruqum or Raqams). These were granted to the British by the King (Shah) of Persia, and were renewed regularly.

A list of Rogums granted by the King of Persia
A list of Rogums granted by the King of Persia (IOR/G/29/3 f 9v)
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The daily consultations at the Gombroon Factory were recorded in diaries. Each diary usually covered a one year period. Copies of the diaries were dispatched by sail to the Company’s administrative headquarters in the Bombay Presidency. The surviving thirty-two diaries are an open gate to the social, political and economic history of eighteenth-century Persia and the Persian Gulf. These diaries are bound within thirteen individual volumes that are classified under the India Office Records’ (IOR) sub-series IOR/G/29/2-14. These are dated from November 1708 to February 1763. Any lacuna within these two dates would indicate that the diary either did not exist in the first place or was lost, misplaced, or removed from the records at some point. Most of the volumes include one diary each, apart from volumes IOR/G/29/5, 6, and 7 which contain nine, seven and six diaries respectively.

The Gombroon diaries record the day-to-day consultations that took place at the Factory. These cover the administrative decisions made, letters sent and received, visits to and from the Factory, trading activities, inland and offshore military operations, in addition to miscellaneous reports of other political and commercial events taking place in the region.

Apart from their administrative nature, the diaries stand out as an extensive and under-utilised source for the study of commercial activities in eighteenth century Persia and the Gulf. These can be glimpsed through the records they preserve of the activities of the British, Dutch and French trading companies, as well as local Persian and Arab merchants in the region. Such records help trace the history of foreign powers’ interest in the region, as well as encounters with and among local authorities.

Descrption of the Persian fleet sailing to Khorfakkan
The Persian fleet sailing to Khorfakkan to assist the Imam against his rebellious subjects (IOR/G/29/5/9 f 375v).
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The records of commercial activities also reveal some remarkable information about the movement of ships and the busy ports at the time. Examples of the names of ships that appear regularly in the records are: the Success, the Prince George, the Prince Edward, the Fayz Rabbani, the Phoenix, and the Swallow. Among the many ports the ships sailed to and from are: Bandar-e ʻAbbas, Bombay, Basra, Bandar-e Rig, Surat, Bandar-e Charak, Mocha, Muscat and Bushehr.

The Phoenix imported from Basra
The Phoenix imported from Basra (IOR/G/29/11 f 8v)
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The commercial aspect is also preserved in the records of traded commodities, mainly woollen goods, rice, rose water, grain, sugar, copper, spices, and coffee, in addition to the names of Persian currencies used at the time and their exchange rates in Indian rupees.

The highlights of the diaries, however, are the records they contain of the state of affairs and the never-ending inland and offshore military operations. These introduce the readers to the names of prominent military generals, regional governors and influential tribes involved in such operations. These include but are not limited to: Shah Tahmasp II, Nadir Shah Afshar, Ahmad Shah Afghan Dorrani, Shahrokh Mirza Afshar, Karim Khan Zand, Azad Khan Ghilzaʼi, Nasir Khan Al Mazkur, Shaikh Hatim bin Jubarah al-Nasuri, Shaikhs Rashid and Rahmah al-Qasimi and the tribes of Jubarah, the Banu Muʻin, the Al-ʻAli, and the Arabs of Julfar.

Conflicts among the tribes
Conflicts among the tribes (IOR/G/29/12 f 21v)
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Indeed, a large number of towns and provinces are also mentioned in the diaries as part of the accounts of the military operations. These include Bandar-e 'Abbas, Esfahan, Qazvin, Yazd, Tabriz, Khorasan, Mashhad, Mazandaran, Shiraz, and Qishm Island.

The entry of Shah Tahmasp II into Esfahan after the defeat of the Afghans
The entry of Shah Tahmasp II into Esfahan after the defeat of the Afghans (IOR/G/29/5/3 f 96v)
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In addition to the above, the diaries preserve some occasional, yet fascinating records of weddings, deaths, celebrations, personal disputes, etc. An example of these is the news of Shahrokh Mirza Afshar’s wedding and the choice of presents for the occasion.

News of the marriage of Shahrokh Mirza Afshar
News of Shahrokh Mirza Afshar's marriage (IOR/G/29/10 f 84v)
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Another interesting example is a letter sent by the EIC to Sultan Muhammad Mirza, a claimant to the throne following the Afghan invasion of Persia, in which we learn that the prince had threatened to expel the Company from the Gulf to protect his friend Shaikh Rashid al-Qasimi of Basidu. The company was therefore pleading with Sultan Muhammad Mirza not to attack them, and promising to lift their unilateral blockade against Shaikh Rashid. Additional details about this letter and its historical context will be provided by my colleague Dr. Kurosh Meshkat in a separate forthcoming blog.

Letter from the EIC to Sultan Muhammad Mirza  1727
Letter from the East India Company to Sultan Muhammad Mirza, 1727 (IOR/G/29/4 f 29v)
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With the variety of topics they cover, the Gombroon diaries stand out as primary source material on the commercial, political and military history of the region. The way in which these diaries are organised makes it difficult to search for a particular piece of information within them. In fact, it may be necessary to read a volume from cover to cover in order to spot the name of a certain person, ship, a place or an event. Nevertheless, thanks to the ongoing British Library-Qatar Foundation Partnership (BLQFP), these fascinating diaries and many other materials are now being catalogued, digitised, and made available on the Qatar Digital Library. Making such materials available allows those interested in the history of the region to easily browse the diaries, and appreciate and make use of the abundance and variety of their content spanning most of the eighteenth century.

Ula Zeir
Content Specialist, Arabic Language, British Library-Qatar Foundation Partnership
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Further Reading

British Library, India Office Records, Bandar ʻAbbas (Gombroon) Diaries and Consultations. IOR/G/29/2-14.
Penelope Tuson, The Records of the British Residency and Agencies in the Persian Gulf. London, 1979.

21 December 2020

‘A cessation of plunder and piracy… for ever’: the General Treaty with the Arab Tribes of the Persian Gulf

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This year marks the 200th anniversary of the signing of the General Treaty with the Arab Tribes of the Persian Gulf of 1820. Though little-known today, this agreement between Britain and ten tribal rulers of the eastern Arabian coast was a decisive moment in the modern history of the Gulf, marking the beginning of 150 years of British hegemony over the region. Since 2014, the Qatar Digital Library has provided online access to a growing number of records from British Library collections that document this fascinating history. This anniversary year provides an opportune moment to consider the treaty that sits at the heart of this history, and has left a legacy that endures to the present day.

General Treaty with the Arab Tribes of the Persian Gulf
The opening to the treaty (British Library, IOR/L/PS/10/606, f. 131r)
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Background to the treaty

The treaty was the culmination of several decades of conflict between Britain and the Qawasim (singular Qasimi), an Arab tribe based around the port of Ra’s al-Khaymah. The Qawasim were at the head of a large network of tribes with an expanding influence on both shores of the Gulf. However, their rise brought them into conflict with other local powers, particularly Oman.

This was of serious concern to Britain, which had formed an alliance in 1798 with Oman’s ruler, the Imam of Muscat (Sayyid Sultan bin Ahmad Al Bu Sa‘id, reigned 1792-1804). The purpose of this alliance for Britain was to guarantee access to the Gulf. This was sought partly for its commercial potential, but primarily because the Gulf lay on the main line of communication between Britain and its expanding Indian empire. Official communications from India were regularly taken by ship up the Gulf to Basra, from where they were transported to Europe. Secure access to the Gulf was therefore vital for the British administration in India.

The rise of the Qawasim threatened to upset this arrangement, a fear articulated by British officials in the Gulf. For example, in July 1816 William Bruce, the British Resident at Bushire, reported on the Imam of Muscat’s efforts to challenge Qawasim power in Bahrain. Bruce observed that ‘if His Highness fails in reducing this island to obedience the acquisition of force to the piratical states [the Qawasim and their allies] will be such as to enable them to reduce Muscat if they please, and effectually to cut off all intercourse with the Gulph till such time as we are compelled to destroy them by fitting out an expedition to this quarter.’ (British Library, IOR/F/4/574/14024, f. 9v, soon to be added to the Qatar Digital Library). To officials like Bruce it was vital for Britain to maintain access to the Gulf, and he advocated the use of force to stop the further expansion of Qawasim power.

British expansion in India brought them into conflict with the Qawasim in other ways. The India Office Records contain many reports from this period of raids carried out by the Qawasim on shipping in the Indian Ocean. There was a long history of tensions between Arab and Indian trading communities, and it is far from clear that the attacks being attributed to the Qawasim were all carried out by them. Nevertheless, many Indian merchants began to appeal to the British authorities for assistance. In one petition, received on 5 February 1817, Siv-ji Govind-ji, a merchant writing from Bombay, claimed that his ship had been captured by four vessels owned by the Qawasim (spelled ‘Joasmee’ in the document, below) near its intended destination at Lakhpat in Gujarat, with the loss of most of the crew and cargo. Describing himself as ‘a subject dwelling under the British protection and colours’ he appealed to the British authorities in India for aid.

 Petition sent by Siv-ji Govind-ji to the Government of Bombay  5 February 1817  Petition to the Government of Bombay  5 February 1817
A copy of a petition sent by Siv-ji Govind-ji to the Government of Bombay, 5 February 1817 (British Library, IOR/F/4/649, ff. 26r-26v - soon to be added to the QDL)
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As the allegations against the Qawasim increased, officials in Bombay sensed an opportunity to finally bring their rivals in the Gulf to heel. In December 1819, with assistance from Oman, Britain sent a military expedition to the Gulf. The result was an overwhelming defeat for the Qawasim, leading to the capture of their fleet and the occupation of Ra’s al-Khaymah. It was in the aftermath of this crushing military campaign that the treaty was created. It was produced in English and Arabic and first signed on 8 January 1820, with more signatories added over the following weeks.

The contents of the treaty

What is striking in the treaty is how the defeated Arabs of the Gulf are addressed. The first article states: ‘There shall be a cessation of plunder and piracy by land and sea on the part of the Arabs, who are parties to this contract, for ever.’ In describing the actions of the Qawasim as ‘piracy’, the treaty echoed the comment of Bruce, who above referred to them as the ‘piratical states’. Such references abound in the India Office Records. In British eyes, the seafaring Arabs did not represent a political entity with whom relations could be conducted as equals. Rather, they were pirates, seeking only to destroy and disrupt the maritime trade of the Gulf and the Indian Ocean. If they continued in such behaviour, the treaty declared, they would be considered ‘an enemy of all mankind’.

The treaty went on to outline a new system of maritime conduct. From thenceforth, Arab ships were to carry a register and port clearance giving details of the vessel, its ownership and crew, and its ports of origin and destination. These ships were also to fly ‘the flag of the friendly Arabs’, a red rectangle in a white border, in order to signify their adherence to the terms of the treaty. Having complied with these demands, ‘the vessels of the friendly Arabs, bearing their flag above described, shall enter into all the British ports and into the ports of the allies of the British… and they shall buy and sell therein’. Through their adherence to the terms of the treaty, the Qawasim and their allies were to be weaned off their ‘piratical’ habits and integrated into the maritime trading system established by Britain in the Gulf and Indian Ocean.

Article 3 of the General Maritime Treaty
Article 3 of the treaty (British Library, IOR/L/PS/10/606, f. 131r)
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The legacies of the treaty

The treaty was therefore intended to establish a new order in the Gulf, and it marked the beginning of a deepening British involvement in the region. A naval force remained to police the new arrangements, and a series of subsequent treaties saw Britain adopting a role as enforcer of an ongoing truce between the different coastal tribes. By the start of the twentieth century, Britain had assumed responsibility for the defence and foreign policy of these tribes, and was increasingly intervening in the administration and development of their territories. In short, the Arabian coast of the Gulf had effectively become a British protectorate.

This position was maintained until 1971 when, with the British departure from the region, the states of the United Arab Emirates, Qatar, and Bahrain came into being. These states are therefore a direct legacy of the treaty of 1820, and remain governed by many of those same ruling families with whom Britain entered into treaty relations two hundred years ago. Furthermore, the red and white national flags adopted by many of these states provide a striking reminder of this treaty, having their roots in the ‘flag of the friendly Arabs’ first imposed on them in 1820.

The General Treaty with the Arab Tribes of the Persian Gulf is therefore central to understanding the modern history of the Gulf and Britain’s role within it. To explore this history in more depth, visit the Qatar Digital Library.

Further reading

Charles E. Davies, The Blood-Red Arab Flag: An Investigation into Qasimi Piracy 1797-1820 (Exeter: University of Exeter Press, 1997).

James Onley, “Britain and the Gulf Shaikhdoms, 1820-1971: The Politics of Protection”, CIRS Occasional Paper no. 4 (Doha, Qatar: Center for International and Regional Studies, 2009).

Sultan Muhammad al-Qasimi, The Myth of Arab Piracy in the Gulf (London: Croom Helm, 1986).

David Woodbridge, Gulf History Cataloguer, British Library/Qatar Foundation Partnership
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12 October 2020

For your eyes only: Charles Masson’s observations on the Durrani states

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Searching the name ‘Charles Masson’ online returns a healthy amount of results about a rather mysterious historical figure. Born in England with the name ‘James Lewis’, this enigmatic individual enjoyed several adventures in Asia during his relatively short life (1800-53). After deserting from the Bengal European Artillery in 1827, changing his name to Charles Masson, and travelling extensively throughout Afghanistan and modern-day Pakistan, he was hired by the East India Company to conduct antiquarian research in Afghanistan. He continued to travel and excavate sites until his true identity as a deserter was revealed in 1834, at which point he was forced to become an intelligence agent in Kabul in exchange for a royal pardon. He resigned in 1838 and continued to conduct archaeological work before returning to London in 1842.

View of Kabul by Charles Masson
View of Kabul, from Godfrey Thomas Vigne's A personal narrative of a visit to Ghuzni, Kabul, and Afghanistan, and of a residence at the Court of Dost Mohamed. London, 1840, p. 194 (British Library Digital Store 1046.e.17)
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It is his archaeological work for which Charles Masson is largely remembered today. Many of the objects that he took from Afghanistan and parts of modern-day Pakistan are now housed in the British Museum. Indeed, a substantial research project led by Dr Elizabeth Errington has provided a catalogue of material relating to Masson.

As well as the British Library’s Masson Collection , the Masson project catalogue points to traces of Masson’s story which can be found in less obvious sections of the India Office Records. As a cataloguer for the British Library/Qatar Foundation Partnership Programme, it was through an item from the Board’s Collections (IOR/F/4) that I was first introduced to the talented Mr Masson.

IOR/F/4/1399/55442A captures the beginning of Masson’s relationship with the East India Company. It starts with a letter from Political Resident in the Persian Gulf, David Wilson, who wrote excitedly to the Government of Bombay [Mumbai] in September 1830 to inform them of his encounter with a certain Charles Masson at Bushire [Būshehr]. Masson had made extensive observations on his travels through the Durrani states (parts of modern-day Iran, Afghanistan and Pakistan). Wilson enclosed these accounts in his letter, believing they would be of great value and interest to the Company.

Route map illustrating Massons journey in Baluchstan  Afghanistan and Panjab
Extract of map illustrating Masson's journey thorugh Baluchustan, Afghanistan and Panjab, appended to Volume 4 of Narrative of Various Journeys in Balochistan, Afghanistan, the Panjab, and Kalāt (Library of Congress DS377 .M4)
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Spanning nearly 514 pages, Masson’s accounts relate to the political status, culture, languages and religions of numerous states, provinces and tribes, and the routes taken during his travels. They include details of the people he encountered, caravan entourages, landscapes, climate, agriculture, villages and fortresses along the routes. In particular, Masson dedicates a significant space to describing ‘the Seicks’ [Sikhs] and Ranjeet Sing [Ranjit Singh, Ruler of the Sikh Empire].

Whilst the observations contain a lot of detail on a variety of subjects, it is possible to glean from Wilson’s letter the particular details that piqued his interest. He states that he queried Masson about the suitability of the routes taken for the conveyance of troops, and whether ‘vessels of considerable burthen’ could pass from Multan to the sea via the Ravee [Ravi] or Indus rivers. Wilson also notes Masson’s thoughts on whether Ranjit Singh planned to extend beyond Punjab, and if there was any concern amongst the Chiefs of Scinde [Sindh] about whether Singh intended to overthrow their power.

IOR_F_4_1399_55442A_f235_imageforMassonblog
Extract of a copy of a letter from David Wilson, Resident in the Persian Gulf, to the Government of Bombay, 11 September 1830, discussing the suitability of a ‘large body of troops traversing that country by the route [Masson] did’ (IOR/F/4/1399/55442A, f. 235v). Crown Copyright

The details highlighted by Wilson’s letter from September 1830 are significant because they hint at British activity in Sindh and Afghanistan. The 1830s saw large parts of Sindh annexed by the British, followed by an 1838 treaty between the Company and Ranjit Singh to restore Shah Shojāʿ to power in Kabul which led to the First Anglo-Afghan War (1838-42). It is this context which reveals to us why Wilson thought Masson’s information was useful to the Company.

In his letter, Wilson also recommended that the Government of Bombay should consider employing Masson in some capacity. He wrote that he had sent Masson to Tabriz in July 1830, equipped with a letter for the British Envoy to Persia, asking the Envoy to ‘direct Mr Masson’s future enquiries to objects in these countries that require elucidation’ (IOR/F/4/1399/55442A, f 242r).

Whilst Wilson’s letter establishes the circumstances in which Masson was hired by the Company, it also touches on an important point which was to be addressed by Masson in later years – whether Masson had intended his observations to be used as intelligence.

Towards the end of his letter, Wilson wrote that, whilst he had not told Masson that he intended to send the accounts to the Government of Bombay, he argues that Masson ‘must have been aware, that a Public Officer situated as he knew me to be and making the enquiries I did, must have done so with a view to the good of the service.’ (IOR/F/4/1399/55442A, ff. 243r-243v).

However, whilst Masson later spoke highly of Wilson, he disputed the extent to which he had intended his accounts to be used as political information. Not long after his return to England, he published an account of his travels, entitled Narrative of Various Journeys in Balochistan, Afghanistan, the Panjab, and Kalāt. The preface to this work included the following passage (see image below):

Extract from Volume 1 of Narrative of Various Journeys in Balochistan  Afghanistan  the Panjab  and Kalat
Extract from Volume 1 of Narrative of Various Journeys in Balochistan, Afghanistan, the Panjab, and Kalāt, p. v (Library of Congress DS377 .M4)
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Therefore, it seems it was not made explicitly clear to Masson that Wilson was going to send the former’s observations to the British Government in Bombay. Taking into account that Masson was later forced to become an informant in exchange for his royal pardon, and that he went on to become a critic of the Company’s policy in Afghanistan in the late 1830s, this point adds an intriguing element to the question of how Masson viewed his relationship with the Company, both at the time and later. Did he naively assume that Wilson would not pass on his observations as intelligence, or was he fully aware of the ‘interesting schemes’ for which they might be used? Were his comments in the preface to his book a way of setting the record straight, or an attempt to portray his own past in a different light?

The relevant papers in IOR/F/4/1399/55442A form a small but significant part of the Masson project catalogue, as they reveal the interest that the East India Company had in Masson’s earlier explorations. In doing so, they serve as the opening chapter in the story of how Charles Masson became a British informant on Afghanistan, a role it is unclear he wanted to play.

Curstaidh Reid, Gulf History Cataloguer, British Library/Qatar Foundation Partnership
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Further reading:

‘Report by Major Wilson, Resident at Bushire, dated 11th September 1830, with observations on the Political condition of the Dourannee & neighbouring states by Mr. C. Masson. Vol: 4’ (IOR/F/4/1399/55442A).

Charles Masson, Narrative of various journeys in Balochistan, Afghanistan, the Panjab, & Kalât, during a residence in those countries : to which is added an account of the insurrection at Kalat, and a memoir on Eastern Balochistan, 4 vols (London: Richard Bentley…, 1844).

The Editors of Encyclopaedia Britannica, ‘Anglo-Afghan Wars’, Encyclopaedia Britannica online, November 13 2019.

Elizabeth Errington, ‘MASSON, Charles’, Encyclopædia Iranica, online edition, 16 June 2004.

Khushwant Singh, ‘Ranjit Singh’, Encyclopaedia Britannica online, June 23 2020.

10 June 2020

The Politics of Prognostication in the Cairo Sultanate

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In today’s complex and ever-changing circumstances, who wouldn’t want infallible means for interpreting the world around them and even predicting future events? While today’s leaders look to their medical, economic, military and other expert advisers, historically rulers across the world have also consulted astrologers, dream-interpreters and specialists in other forms of divination and occult sciences.

The Mamlūk sultans of late-medieval Egypt and Syria were no different in this regard. Many manuscripts copied within the Cairo Sultanate have survived and a number of them are on various methods of interpreting the present or foretelling the future. Since some of these manuscripts were produced for politically high-ranking patrons, we are in the privileged position of being able to read over the shoulders of Mamlūk sultans and amīrs (military commanders) and get a feeling for the place of prognostication in Mamlūk politics.

Patron statement in the holograph copy of Ibn Jaydān’s Full Moon
Patron statement in the holograph copy of Ibn Jaydān’s Full Moon: ‘Intended for the exalted, lordly, sultanic and felicitous treasury – may God dignify and exalt it by Muḥammad and his pure family’ (برسم الخزانة السامية | المولوية السلطانية | السعيدية أجلها | الله وأسماها بمحمد وآله | الطاهرين) (British Library Or. 7733, f. 1ar, recto side of unfoliated flyleaf after f. 1)
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One such manuscript is Or. 7733, a manual of dream interpretation called the Book of the Full Moon on the Science of Dream Interpretation (Kitāb al-badr al-munīr fī ʿilm al-taʿbīr), written by Abū Muḥammad ʿAbd Allāh ibn ʿAlī ibn ʿUmar ibn Muḥammad ibn ʿAlī al-Baṣrī al-Maṣrī, known as Ibn Jaydān. The manuscript is a holograph (i.e. the copy was made by its author, Ibn Jaydān), completed on Wednesday 2 Rabīʿ II 727/25 February 1327 for the Sultan’s treasury (see ff. 1ar and 260r, lines 4-7). Ibn Jaydān explains in the preface that he composed the manual for the Mamlūk prince ʿImād al-Dīn Ismāʿīl (b. ca 725/1325, see f. 6v, lines 12-13). Since, however, this prince was still an infant in 1327, the true dedicatee must have been the boy’s father, the reigning Sultan al-Malik al-Nāṣir Muḥammad ibn Qalāwūn (reg. 693-741/1293-1341 with gaps). Ibn Jaydān, claims that ‘the most deserving person concerning this science is the sultan because God bestowed His sovereignty upon him and entrusted him with custodianship of His creation, so of all people after the prophets, his dream is the most true and veracious’ (أَوْلَى الناس بهذا العلم السلطان لما آتاه الله من ملكه وكلّفه رعاية خلقه فكانت رؤياه أصحّ من كافة الناس بعد النبيين وأصدق, f. 4r, lines 10-13), and even tells us that he had dedicated other writings on dream interpretation to al-Nāṣir Muḥammad (see f. 3v, lines 5-7).

It seems, then, that the all-but-forgotten Ibn Jaydān was the personal dream-interpreter (muʿabbir) to al-Nāṣir Muḥammad, or at least that he repeatedly sought this sultan’s patronage. Given the relatively stable political climate in which al-Nāṣir Muḥammad ruled – his third reign, during which Ibn Jaydān wrote the Full Moon, lasted 31 years – it is not surprising that Ibn Jaydān wrote in support of the Sultan’s dynasty, the Qalāwūnids (678-784/1279-1382). In his preface to the Full Moon, Ibn Jaydān takes the opportunity to stress the crucial role dream interpreters have played in foretelling and protecting a ruler’s lineage. To do this, Ibn Jaydān presents a series of examples of dream-interpreters correctly predicting the deaths of presumptive heirs to the throne and the births of future rulers. These stories served to remind al-Nāṣir Muḥammad of the importance of dream-interpreters to the illustrious rulers of earlier Islamicate history, and more importantly of the reliability of their interpretations in foretelling the fortunes of their dynasties.

Ibn Jaydan on dream interpretation
Ibn Jaydān lists his other works on dream interpretation: (1) an abridgement composed at Hamadhān in 716/1316-7 of The Book of The Elixir on the Science of Dreams (Kitāb al-iksīr fī ʿilm al-manāmāt), (2) an unnamed didactic poem (urjūzah), (3) The Book of Glad Tidings Concerning The Science of Dream Interpretation (Kitāb al-tabshīr fī ʿilm al-taʿbīr) dedicated to al-Malik al-Nāṣir Muḥammad, and (4) another didactic poem named after the same sultan (British Library Or. 7733, f. 3v, see lines 1-8)
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This is the context in which to understand Ibn Jaydān’s dedication of the work to an infant prince. The dedicatee, ʿImād al-Dīn Ismāʿīl, was not much more than one or two years old when Ibn Jaydān presented his dream interpretation manual, and he was not necessarily the heir apparent. In fact, his half-brother, al-Malik al-Manṣūr ʿAlāʾ al-Dīn ʿAlī, as first son of al-Malik al-Nāṣir’s first marriage had been heir to the throne until he died aged 7 and was buried in his father’s royal mausoleum in 710/1310. In the preface to the Full Moon, Ibn Jaydān refers to the late crown prince as ‘the martyred ruler ʿAlāʾ al-Dīn’ (ʿAlāʾ al-Dīn ʿAlī al-malik al-shahīd). Ibn Jaydān correctly predicts that ʿImād al-Dīn Ismāʿīl would one day become sultan, and indeed he lived to reign as al-Malik al-Ṣāliḥ (reg. 743-6/1342-5). Ibn Jaydān’s dedication of the Full Moon to ʿImād al-Dīn Ismāʿīl was not only a vote of confidence in the viability of the prince’s future reign as sultan and thus the continuation of the Qalāwūnid dynasty, but perhaps more importantly a statement of Ibn Jaydān’s loyalty to the sultan.

Colophon of the holograph copy of Ibn Jaydān’s Full Moon (Or. 7733, f. 260r)
Colophon of the holograph copy of Ibn Jaydān’s Full Moon completed at the end of Wednesday 2 Rabīʻ II 727/25 February 1327 (آخر نهار الأربعاء لليلتين خلت من ربيع الآخر | سنة سبع وعشرين وسبعمئة هلالية, see lines 5-6) (British Library Or. 7733, f. 260r)
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When the long and relatively stable reign of al-Nāṣir Muḥammad came to an end with his death in 741/1341, the subsequent forty-one years witnessed twelve of his descendants accede to the throne before the Qalāwūnid dynasty ended with the accession of al-Malik al-Ẓāhir Barqūq in 784/1382. Between al-Nāṣir Muḥammad’s death and the accession of Ibn Jaydān’s dedicatee, al-Malik al-Ṣāliḥ Ismāʿīl (then about seventeen years old) the following year, no fewer than three of his brothers had taken the sultanate and either died or been deposed in factional intrigues. These tumultuous final years of the Qalāwūnid dynasty were dominated by the short reigns of very young sultans – often legal minors. Meanwhile, powerful Mamlūk amīrs wrestled for power as kingmakers and regents.

One of these young sultans was al-Nāṣir Muḥammad’s grandson, al-Malik al-Ashraf Shaʿbān II (b. 754/1353, reg. 764-778/1363-1377). He was only ten years old when he assumed the sultanate, but he held an uncharacteristically long reign for the period. In the early part of this reign, the real power was wielded by his regent and Commander-in-Chief (atābak al-ʿasākir), the ‘slave-soldier’ (mamlūk) Yalbughā al-Khāṣṣakī. Three years after al-Ashraf Shaʿbān’s accession, the child Sultan conspired with a group of six amīrs to overthrow Yalbughā and had him murdered in Rabīʿ II 768/December 1366.

Patron statement in Asandamur al-Nāṣirī’s copy of the Book of Interrogations
Patron statement in Asandamur al-Nāṣirī’s copy of the Book of Interrogations: ‘Intended for the treasury of the honourable, most illustrious, sublime Lord Sayf al-Dīn Asandamur, Commander-in-chief of the victorious troops – God fortify His partisans!’ (برسم خزانة المقر الأشرف العالي | المولوي السيفي اسندمر | أتابك العساكر المنصورة | أعز الله أنصاره) (British Library Delhi Arabic 1916 vol 1, f. 1r , lower half)
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In the ensuing turmoil, one of the six conspirators, the amīr Sayf al-Dīn Asandamur al-Nāṣirī (d. 769/1368), consolidated his power, winning military victories first against mamlūks formerly owned by and still faithful to Yalbughā and then against the Sultan’s own supporters. By the summer of 768/1367, Asandamur al-Nāṣirī had assumed the title of Commander-in-Chief, a position second in rank only to the Sultan. He was now master of the Cairo Sultanate as regent and power behind the throne of al-Ashraf Shaʿbān, who at around 14 years old was only just coming of age.

al-Qaṣrānī’s Book of Interrogations
al-Qaṣrānī’s Book of Interrogations contains historical examples of horoscopes for pre- and early Islamic rulers, such as this horoscope cast for the coronation (ʿiqd al-tāj) of the Byzantine usurper Leontius (reg. 484–488) at sunrise on Wednesday 18 July 484. Note that, despite its shelfmark, Delhi Arabic 1916 vol 2 is not actually the second volume of Asandamur al-Nāṣirī’s set of the Book of Interrogations and was copied over a century earlier, in 640/1243 (British Library Delhi Arabic 1916 vol 2, f. 137v ; see text and translation in Pingree 1976, Horoscope VII, pp. 139-42)
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It may seem surprising that during his dramatic rise to power Asandamur al-Nāṣirī could have found time to consult a copy of the Book of Interrogations (Kitāb al-masāʾil) by the late third/ninth-century astrologer Abū Yūsuf Ya‘qūb ibn ‘Alī al-Qarshī al-Qaṣrānī. The text is a multi-volume treatise on ‘interrogations’, an astrological practice in which a question is answered by means of a horoscope cast for the time and place the interrogator poses the question. Since this practice was commonly used to predict the political fortunes of newly enthroned monarchs, and al-Qaṣrānī’s Book of Interrogations contains many historical examples of such royal horoscopes, it is not difficult to see why the book would have appealed to Asandamur al-Nāṣirī as he assumed authority over the sultanate.

Colophon of vol. 1 of Asandamur al-Nāṣirī’s copy of the Book of Interrogations
Colophon of vol. 1 of Asandamur al-Nāṣirī’s copy of the Book of Interrogations, dated first 10 days of Shawwāl 768/late May-early June 1367: ‘The Book of Interrogations is finished with the praise and help of God in the first tenth of Shawwāl 768. May the prayer of God be upon our lord Muḥammad, seal of the prophets and apostles, and upon his family and all his companions. God suffices for us – truly He is the perfect authority’ (تم كتاب المسائل بحمد الله وعونه | في العشر الأول من شوال سنة ثمان وستين وسبعمائة | وصلى الله على سيدنا محمد خاتم النبيين والمرسلين وعلى آله وصحبه أجمعين | وحسبنا الله ونعم الوكيل). At either side of the top line of the colophon, another hand has written the following: ‘The first part of … is finished. It is followed by Chapter Seven: Concerning the Matter of Two Adversaries’ (Right: تم الجزء الأول من; Left: يتلوه الباب السابع في أمر الخصمين) (British Library Delhi Arabic 1916 vol 1, f. 193v)
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Asandamur al-Nāṣirī’s copy of the Book of Interrogations  was completed during the first 10 days of Shawwāl 768/late May-early June 1367, just as he was defeating the Sultan’s forces to achieve total dominance over the Mamlūk sphere. We do not know if Asandamur al-Nāṣirī or, more likely, an astrologer under his patronage actually used the techniques taught in the Book of Interrogations to foretell what would become of the new master of Egypt and Syria. Despite any astrological support he may have received, Asandamur al-Nāṣirī’s regency was short-lived, and in Ṣafar 769/October 1367 his troops suffered a catastrophic defeat by those of the Sultan. Asandamur al-Nāṣirī fled to Alexandria, where he met his end shortly after in obscure circumstances.

Bink Hallum, Arabic Scientific Manuscripts Curator, British Library Qatar Foundation Partnership
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Thanks to Prof. Jo Steenbergen (University of Ghent) and Dr Noah D. Gardiner (University of South Carolina) for their helpful comments on an earlier draft of this blog post.

Further reading
Bauden, Frédéric, ‘The Sons of al-Nāṣir Muḥammad and the Politics of Puppets: Where Did It All Start?’, Mamlūk Studies Review 13.1 (2009), pp. 53–81.
Flemming, Barbara, ‘Literary Activities in Mamlūk Halls and Barracks’, in Barbara Flemming, Essays on Turkish Literature and History (Leiden: Brill, 2018), pp. 105-16.
Franssen, EÏlise, ‘What was there in a Mamlūk Amīr’s Library? Evidence from a Fifteenth-century Manuscript’, in Developing Perspectives in Mamlūk History. Essays in Honor of Amalia Levanoni , ed. by Yuval Ben-Bassat (Leiden: Brill, 2017), pp. 311-32.
Mazor, Amir, ‘The Topos of Predicting the Future in Early Mamlūk Historiography’, in Mamlūk Historiography Revisited – Narratological Perspectives, ed. by Stephan Conermann (Göttingen: Bonn University Press, 2018), pp. 103-19.
Pingree, David, ‘Political Horoscopes from the Reign of Zeno’, Dumbarton Oaks Papers 30 (1976) pp. 133 and 135-50.
Van Steenbergen, Jo, ‘“Is Anyone My Guardian…?” Mamlūk Under-age Rule and the Later Qalāwūnids’, Al-Masāq 19.1 (2007), 55-65.
———, ‘The Amir Yalbughā al-Khāṣṣakī, the Qalāwūnid Sultanate, and the Cultural Matrix of Mamlūk Society: A Reassessment of Mamlūk Politics in the 1360s’, Journal of the American Oriental Society 131.3 (2011), 423-43.

13 May 2020

Digitised East India Company ships’ journals and related records

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The East India Company’s charter of incorporation, dated 31 December 1600, provided the Company with a monopoly of all English (and later British) trade east of the Cape of Good Hope. Dutch voyages to Asia in the closing years of the sixteenth century had encouraged expectations of high profits to be made from the spice trade, and on 13 February 1601 the English East India Company’s first fleet of four ships sailed from Woolwich, bound for the pepper producing islands of Java and Sumatra.

The 'Earl of Abergavenny'. Foster 59
The East Indiaman 'Earl of Abergavenny', off Southsea, 1801. Oil painting by Thomas Luny (British Library Foster 59)
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Between 1601 and 1614, eleven more Company fleets were sent to Asia. Each one of the fleets operated as a ‘separate stock voyage’, meaning that they were separately financed, kept their own accounts, and paid their own dividends, before the separate voyages were replaced by a single joint stock in 1614, which provided continuous financing for annual sailings. By the early 1800s sailings had reached a peak of forty to fifty ships per year.

A sketch of the ship Rooke (or Rook) in a storm off Cape Bonesprance (the Cape of Good Hope) (IOR/L/MAR/A/CXXXIII, f. 16v)
A sketch of the ship Rooke (or Rook) in a storm off Cape Bonesprance (the Cape of Good Hope) (IOR/L/MAR/A/CXXXIII, f. 16v)
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At first, the Company either bought or built its own ships. However, from 1639 the Company began to hire ships, and after the closure of the Company’s dockyard at Blackwall in 1652, freighting from private owners became the general practice. Ships were built to agreed specifications by groups of managing ship-owners on the understanding that they would be hired by the Company. By the end of the eighteenth century, however, ships which had not been built specifically for the Company’s service were increasingly being hired or licensed for voyages to Asia. Whilst the owners were responsible for providing the crew for the ships, the officers were appointed by the Company, which tightly controlled aspects of the voyages including the pay for all ranks, private trade by crew members, and the precise amounts that could be charged for passage.

It was the regular practice for the commander and other principal officers of a ship to keep a full account of the voyage in a journal or log-book, which would eventually be handed in to East India House, the Company headquarters. From about the beginning of the eighteenth century these were supplemented by an official log, that was kept in a special form book supplied by the Company. The Company preserved the journals as evidence for the fulfilment of the terms of the charter. They were available for study by any East India Company ship commander, and the often detailed observations and navigational information they contain were utilised extensively by successive hydrographers for the purposes of improving the marine charts published by the Company.

These journals and related records form the India Office Records series IOR/L/MAR/A (dated 1605-1705) and IOR/L/MAR/B (dated 1702-1856).

Entries for 3-5 October 1729 from the journal of the ship Morice recorded by John Cary, Chief Mate (IOR/L/MAR/B/679E, f. 48r)
Entries for 3-5 October 1729 from the journal of the ship Morice recorded by John Cary, Chief Mate (IOR/L/MAR/B/679E, f. 48r)
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Enhanced catalogue descriptions have been created for journals of ships that visited ports in the Gulf and the Arabian Peninsula, and these journals have been digitised and are being made freely available on the Qatar Digital Library website as part of the British Library/Qatar Foundation Partnership. They constitute an extraordinarily rich and valuable set of primary sources for numerous areas of research, including: the history of global trade networks; encounters between British merchants and crews and diverse people in different parts of Asia, Africa and elsewhere; the origins of British imperialism; rivalry between European powers in Asia; long-distance marine navigation; the experience of everyday life on board ship, and during lengthy voyages, for members of the crew; and historic weather patterns over the course of more than two centuries.

The first twelve voyages all had Indonesia as their primary destination, and the first English ‘factory’ or trading post in Asia was established at Bantam (Banten) on the island of Java. England’s main export of woollen cloth proved unpopular in Southeast Asia, however, whereas Indian cottons were discovered to be in high demand.

India was comprised of a number of distinct trading zones, each governed by separate and independent states, with each state being historically and commercially linked to a number of trading areas in both east and west Asia. Gujarati ships, for example, had long sailed to Java and Sumatra, exporting cotton in return for pepper and spices, as well as trading with the ports of the Red Sea and the Gulf.

It was in order to explore new possibilities for trade, to capitalise on these existing trade links, and to discover potential markets for English woollens, that the ships of the Third Voyage were instructed to sail to Bantam via the Arabian Sea and Surat. The latter was the principal port of the Indian Mughal Empire (1526-1857), and it was where the Company would establish its main factory in India. By 1620 the ‘Presidents’ or Chief Factors at Bantam and Surat controlled nearly two hundred factors spread out across more than a dozen trading centres, from Macassar (Makassar) to Masulipatnam (Machilipatnam) and from the Malabar Coast to the Red Sea.

In addition to Bantam and Surat, other destinations of the voyages included Persia (Iran), where raw silk was obtained, and Mocha in southern Yemen, where coffee could be purchased. Indeed, by the 1660s coffee had become the staple export of the Red Sea ports. Other ports of call in Gulf and the Arabian Peninsula included Aden, Socotra, Bandar ‘Abbas, Jeddah, Muscat, Jask, Masirah and Qeshm.

Journal of the voyage of the Prince Augustus to Mocha and Bombay, recorded by William Wells, Chief Mate, 1 August 1722 to 18 April 1725
Journal of the voyage of the Prince Augustus to Mocha and Bombay, recorded by William Wells, Chief Mate, 1 August 1722 to 18 April 1725 (IOR/L/MAR/B/665A)
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Further destinations included Madras (Chennai), Bombay (Mumbai), Calcutta (Kolkata), Calicut (Kozhikode), Borneo, and Japan. The journals also record the ships calling at a variety of other places, in India, and elsewhere, such as: Table Bay, the Cape of Good Hope, St Helena, Madagascar, Mayotte, Joanna (Anjouan), Mauritius, Comoros, Batavia (Jakarta), Malacca, Rio de Janeiro, Trinidad, Santiago on Cape Verde, Texel, and Macau (Macao).

A sketch of the ‘Ship Defence at Anchor in Table Bay’
A sketch of the ‘Ship Defence at Anchor in Table Bay’ (in Defence: Journal, 4 November 1738-11 Oct 1740, IOR/L/MAR/B/647B, f. 19v)
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The daily entries in the journals record: the arrival and departure of the ships from the various ports of call on the voyages; wind and other weather conditions; actions performed by members of the crew; encounters with other ships, including accounts of engagements with Portuguese ships (before the signing of a peace treaty, the Convention of Goa, in 1635); disease and deaths amongst the crew; punishments inflicted on crew members for various offences; and sometimes sightings of birds, fish, and other marine animals. Entries for when the ships were in port also record the provisioning of the ships, goods being loaded onto the ships, and goods and chests of treasure being unloaded from the ships and taken ashore for trading purposes. Entries for when the ships were at sea additionally record navigational information, including measurements of latitude, longitude, variation, and the courses of the ships, as well as sightings and bearings of land. Sketches, mostly of coastlines, can also occasionally be found in the journals.

Entries from the journal of the London, 8-12 July 1724
Entries from the journal of the London, 8-12 July 1724, when the ship was at anchor in Mocha Road, recording weather conditions, bales of coffee being received on board, and the death of the Chief Mate, Joshua Thomas Moor (IOR/L/MAR/B/313B, f. 45v)
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The journals sometimes mention other significant or interesting incidents, such as: an earthquake felt at sea off the coast of Sumatra on 27 May 1623 (IOR/L/MAR/A/XXIX, f. 28); the reception given to the crew of the New Year's Gift by the King of Socotra in September 1614 (IOR/L/MAR/A/XXI, ff. 12-13); the massacre of twelve members of the Nathaniel’s crew at Hawar, on the southern coast of Arabia, east of Aden, on 4 September 1715 (IOR/L/MAR/B/136D, f. 53); and a meeting between Captain Richard Shuter of the Wyndham and the 'kings' of Anjouan and Mayotte on 14 July 1736 (IOR/L/MAR/B/230C, f. 19).

Some of the IOR/L/MAR/A files take the form of ships’ ledger books, consisting of accounts of pay and other financial records of each of the ship’s crew members, and lists of the crew. The IOR/L/MAR/B files sometimes also include lists of crew members, any passengers, East India Company soldiers, as well as local Indian, Portuguese, and Arab ‘lascars’ transported by the ships.

In addition to the IOR/L/MAR/A and IOR/L/MAR/B series files, the BL/QFP has also catalogued and digitised several files from the IOR/L/MAR/C series of Marine Miscellaneous Records. These include: abstracts of ship’s journals, 1610-1623 (IOR/L/MAR/C/3); correspondence related to the Euphrates expedition of 1835-36 (IOR/L/MAR/C/573 and 574); journals and other descriptions of journeys in and around the Arabian Peninsula and India (IOR/L/MAR/C/587); a list of ships (launched 1757-1827) in alphabetical order with full physical descriptions, names of builders, where they were built, and their launch dates (IOR/L/MAR/C/529); and other files, including volumes containing various documents relating to East India Company shipping.

The renewal of the East India Company’s charter in 1813 limited its monopoly to trade with China, opening up the whole of British India to private enterprises (except for trade in tea). Then under the Charter Act of 1833 the Company’s remaining monopolies were abolished and the Company ceased to be a commercial organisation, although it continued to administer British India and other territories on behalf of the Crown until 1858. This led to a large-scale destruction of mercantile records, but fortunately the marine records which form the IOR/L/MAR Series survived, and those which relate to the Gulf and the Arabian Peninsula are now being made freely accessible through the Qatar Digital Library.

Susannah Gillard, Content Specialist, Archivist, British Library/Qatar Foundation Partnership
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Further reading:
Dalrymple, William, The Anarchy: The Relentless Rise of the East India Company (London: Bloomsbury, 2019).
Farrington, Anthony, Catalogue of East India Company Ships' Journals and Logs, 1600-1834 (London: British Library, 1999).
Keay, John, The Honourable Company (London: HarperCollinsPublishers, 2017).
Moir, Martin, A general guide to the India Office Records (London: British Library, 1988 Reprinted, 1996).

04 July 2019

125 More Arabic Scientific Manuscripts in the Qatar Digital Library

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The second phase of the British Library/Qatar Foundation Partnership digitisation project has now come to a successful close. You can find lists of the 80 manuscripts digitised during the first phase of the project here and here, and as we enter the project’s third phase, we are delighted to present an overview and complete list of the 125 Arabic scientific manuscripts digitised during the second phase.

Diagram from al-Mawṣilī’s al-Durr al-naqī fī fann al-mūsīqī showing the interrelations between the musical modes, the letters of the alphabet, the four elements, the days of the week, the hours of the day, the celestial spheres and the signs of the zodiac (Add MS 23494, f. 6r)
Diagram from al-Mawṣilī’s al-Durr al-naqī fī fann al-mūsīqī showing the interrelations between the musical modes, the letters of the alphabet, the four elements, the days of the week, the hours of the day, the celestial spheres and the signs of the zodiac (Add MS 23494, f. 6r)
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In this phase of the project, we have continued to digitise such classics of Arabic scientific literature as Ibn Sīnā’s al-Qānūn fī al-ṭibb (i.e. Avicenna’s Canon of Medicine: Or 3343, Or 4946 and Or 6537), Ibn al-Haytham’s, Maqālah fī ṣūrat al-kusūf (e.g. Alhazen’s, Epistle on the Image of the Solar Eclipse: Or 5831), al-Rāzī’s, al-Ḥāwī fī al-ṭibb (i.e. Rhazes’ Liber continens or All-containing Book, Arundel Or 14), Bahāʾ al-Dīn al-ʿĀmilī’s Khulāṣat al-ḥisāb (Summa of Arithmetic: Delhi Arabic 1919) and Naṣīr al-Dīn al-Ṭūsī’s al-Tadhkirah fī al-hayʾah (Memoirs on Cosmology, Add MS 23394).

Magic square (wafq) of 28 x 28 cells from the Dīwān al-ʿadad al-wafq (Delhi Arabic 110, ff. 108v-109r)
Magic square (wafq) of 28 x 28 cells from the Dīwān al-ʿadad al-wafq (Delhi Arabic 110, ff. 108v-109r)
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We have also digitised manuscripts pertaining to the subsequent commentary traditions inspired by major texts such as those inspired by Ibn Sīnā’s al-Qānūn fī al-ṭibb (Or 5931, Or 3654, Or 14154, and IO Islamic 854), al-ʿĀmilī’s Khulāṣat al-ḥisāb (Delhi Arabic 1896 and IO Islamic 1362) and al-Ṭūsī’s al-Tadhkirah fī al-hayʾah (IO Islamic 1715, Or 13060, IO Islamic 1715, Delhi Arabic 1934, Add MS 7472, and Add MS 7477).

 Title page of al-Qaṣrānī’s Kitāb al-masāʾil dated 768/1367, with patron statement of the Mamluk amir Sayf al-Dīn Asandamur al-Nāṣirī (d. 769/1368) (Delhi Arabic 1916, vol. 1, f. 1r)
Title page of al-Qaṣrānī’s Kitāb al-masāʾil dated 768/1367, with patron statement of the Mamluk amir Sayf al-Dīn Asandamur al-Nāṣirī (d. 769/1368) (Delhi Arabic 1916, vol. 1, f. 1r)
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Arabic continued to be a language of fertile scientific discourse well beyond the time period and geographic range traditionally associated with the so-called ‘Golden Age of Islam’. In order to illustrate this, we have digitised Arabic scientific manuscripts preserving texts written from the 9th to the 18th centuries that showcase the scientific endeavours of Islamicate peoples from Islamic Spain, across North Africa, the Arabian Peninsula, the Near East, Anatolia, Iran, Central Asia and India.

Title page of the Kitāb fī al-shaṭranj wa-manṣūbātihi wa-mulaḥih on which the seal of the Ottoman sultan Bāyezīd II (reg. 1481-1512) can be seen in the lower left corner (Add. MS 7515, f. 1r)
Title page of the Kitāb fī al-shaṭranj wa-manṣūbātihi wa-mulaḥih on which the seal of the Ottoman sultan Bāyezīd II (reg. 1481-1512) can be seen in the lower left corner (Add. MS 7515, f. 1r)
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You will find medical, astronomical and mathematical works produced in thirteenth-century Rasūlid Yemen (Or 3738, Or 9116, Delhi Arabic 1897); a commentary on Euclid’s Elements by al-Kūbanānī, court astronomer and mathematician to the Aq Qoyunlu sultan Abū al-Muẓaffar Ya‘qūb ibn Uzun Ḥasan (reg. 1478-90: Or 1514); Ottoman works such as, a medical text by Ibn Sallūm, personal physician to the Ottoman sultan Mehmet IV (reg. 1648-87), which responds to the ‘new (al)chemical medicine’ (al-ṭibb al-jadīd al-kīmāwī) of Paracelsus and his followers ( Or. 6905) and a book of astronomical tables for Cairo by the eighteenth-century astronomer Riḍwān Efendi al-Razzāz (Or 14273); and seventeen manuscripts from the British Library's Delhi collection , which cast light on the collection, copying and production of Arabic scientific literature in Mughal India.

Astrolabe quadrant produced in 1256/1840-1 and signed by its maker, Aḥmad ibn Ibrāhīm al-Sharbatlī (Or. 2411/2, Side A)
Astrolabe quadrant produced in 1256/1840-1 and signed by its maker, Aḥmad ibn Ibrāhīm al-Sharbatlī (Or. 2411/2, Side A)
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We have also expanded the boundaries of what we consider to be ‘scientific’ literature to include related subjects such as zoology, veterinary medicine and animal husbandry (Delhi Arabic 1949, Add MS 21102, Add MS 23417, Or 15639 and Or 8187) and two works on chess (Add MS 7515 and Or 9227). Hoping to go beyond what is expected from our digitisation project, we have even digitised a scientific instrument: a quadrant we discovered boxed with a earlier manuscript of a user’s manual for such a device (Or 2411/2 ).

Bio-bibliographical note in the rough draft of an Arabic translation of Gnomonices libri octo by Christophorus Clavius (d. 1537 or 38). The translation is by Rustam Beg al-Ḥārithī al-Badakhshī ibn Qubād Beg (d. 1705) and the note is by his son, Mīrzā Muḥammad – more on this in our earlier post East-West knowledge transfer in Mughal India (IO Islamic 1308, f.
Bio-bibliographical note in the rough draft of an Arabic translation of Gnomonices libri octo by Christophorus Clavius (d. 1537 or 38). The translation is by Rustam Beg al-Ḥārithī al-Badakhshī ibn Qubād Beg (d. 1705) and the note is by his son, Mīrzā Muḥammad – more on this in our earlier post East-West knowledge transfer in Mughal India (IO Islamic 1308, f. 1v)
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Colophon of a copy of Saʿīd ibn Hibat Allāh’s al-Mughnī fī tadbīr al-amrāḍ wa-maʿrifat al-ʿilal wa-al-aʿrāḍ produced at Baghdad 1172 (IO Islamic 3810, f. 105r)
Colophon of a copy of Saʿīd ibn Hibat Allāh’s al-Mughnī fī tadbīr al-amrāḍ wa-maʿrifat al-ʿilal wa-al-aʿrāḍ produced at Baghdad 1172 (IO Islamic 3810, f. 105r)
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We are currently finalising the scope of the third phase of the British Library and Qatar Foundation Partnership, which will include such highlights as early copies of the Rasāʾil Ikhwān al-Ṣafāʾ, a large and early manual of dream interpretation and the British Library’s second oldest Arabic scientific manuscript (click here to see the oldest). Keep your eye on the Qatar Digital Library to see the newest manuscripts as they are digitised and posted.

For a complete list of the 125 manuscripts together with hyperlinks to the images download Qatar-scientific-mss-phase-2

Bink Hallum, Arabic Scientific Manuscripts Curator, British Library Qatar Foundation Partnership
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11 July 2018

‘An inexperienced and incompetent chauffeur’: the Anglo-Soviet invasion of Iran

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At dawn on 25th August 1941, the people of Iran awoke to a full-scale invasion of their country by the combined forces of Britain and the Soviet Union. Within three weeks the Iranian military had been overwhelmed, Tehran had fallen under foreign occupation for the first time in its history, and the Shah had been forced into exile and replaced with his 21-year-old son Mohammad Reza. Operation Countenance, as the invasion was codenamed, was one of the most successful Allied campaigns of the war and it was carried out against a neutral nation. Although British troops had occupied parts of Iran during the First World War, that occupation had been characterised as a response to direct German and Ottoman aggression in the region and they had neither entered the capital nor disrupted the government. There were a complex array of factors that provoked the far more extreme manoeuvres of 1941, some of which are revealed within certain India Office Record files held at the British Library.

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Detail from a map of Iran (1912) showing the unofficial demarcation line between the British and Soviet spheres of influence (British Library, India Office Records IOR/L/MIL/17/15/5, f 230)
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The reign of Reza Shah Pahlavi had been marked by his large-scale modernisation projects, not least in terms of Iranian military power. Even before his elevation to the throne, as Minister of War under his predecessor Ahmad Shah Qajar, he had created the country’s first unified standing army. As Shah he continued to build on this, making significant arms purchases from various countries. “We have been viewing with a certain amount of concern Persia’s large orders in the arms markets of Europe and America” wrote Hastings Ismay in the introduction to a War Office report of 1933 estimating that in the previous two years Iran had purchased 119 aircraft, 1,400 machine-guns, nearly 200,000 rifles and over 16 million rounds of ammunition, among much else.

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Reza Shah Pahlavi, Shah of Iran (1925-1941)
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However, not everyone in the British Government agreed that these purchases were a cause for concern. “All these highly technical appliances are of little value unless the best can be got out of them” a Foreign Office official wrote in reply to Ismay’s report, “I have not noticed anywhere that the Persian Army is considered either highly trained or high in morale.” A report from 1936 agreed with this assessment that the Iranian military were ill equipped to make use of their newly acquired equipment, comparing them to “an inexperienced and incompetent chauffeur placed in sole charge of a fleet of expensive motor cars of intricate design.” The British Government certainly never made any serious attempt to limit Iranian arms purchases. As late as 14th July 1941, less than six weeks prior to the invasion, a Foreign Office telegram sent to the UK Ambassador in Iran stated that the Government would “continue to permit the export to Iran of aircraft material.”

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Telegram from the Government of India to the War Office, 28th June 1941, suggesting an end to military exports to Iran (British Library, India Office Records IOR/L/PS/12/551)
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Taken more seriously as a threat than Iran’s military strength was the perceived growth of German influence in the region. A small number of German engineers employed in Iran as industrial consultants were suspected not just of promoting their country’s cause to those in positions of power, but also of secretly stirring up anti-British sentiment among the native population. Although Iran may have favoured the Allies at the outbreak of the war, wrote the British Envoy to Tehran Sir Reader Bullard in March of 1940, “recently there has been a slight change in the other direction.” A telegram from the Government of India to the India Office sent on 6th July 1941 described Iran as the “centre of German intrigue in Asia [which] now harbours important Arab revolutionaries,” and suggested that the removal of German nationals “could not fail to add to military security and upset the German plans.” In the months leading up to the invasion both the British and Soviet governments put increasing pressure on the Shah to expel all Germans from Iran and his failure to comply was cited as justification for their intervention.

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British officers inspecting a Soviet tank during the invasion, 31st August 1941
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Soviet concerns over German influence were initially kept in check by their non-aggression agreement with Nazi Germany, the Molotov-Ribbentrop Pact. On 22nd June 1941 the pact was suddenly demolished by the Nazi invasion of the Soviet Union, codenamed Operation Barbarossa, which created drastic implications for the situation in Iran. “German attack on Russia has introduced entirely new element into situation,” wrote India Secretary Leo Amery three days later, “which affects our whole policy in Central Asia.” He classified Iran as being in “immediate danger from a German victory.”

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Sir Reader Bullard, British Minister in Tehran, outlines British justification for the invasion in his annual report issued at the end of 1941 (British Library, India Office Records IOR/L/PS/12/3472A)
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In the weeks following Germany’s attack on the Soviet Union, British and Soviet considerations over Iran escalated quickly. Of particular concern was the sudden vulnerability of Soviet oilfields in the Caucasus region. Should these fall to Germany, Iran would then become a vital component of the Allied war effort, meaning that securing their position there was of the utmost importance. Sir Stafford Cripps, the British Ambassador to the Soviet Union, reported on 8th July that Stalin felt that “the Germans and the Italians will try to carry out a coup against Baku oilfields, and against us in Persia and that it is urgently necessary that something should be done about it.” Far from perceiving Iran’s increased military strength as a threat, the Allies were now worried that Iran was too weak to resist German influence and potential invasion. Furthermore the supposedly neutral Shah was considered to be uncontrollable at best, a Nazi sympathiser at worst. The British and Soviet governments reached the conclusion that trying to influence Iran would not be enough. Slightly over two months after Operation Barbarossa, Operation Countenance was launched.

Primary sources
IOR/L/PS/12/87 ‘Persia: Persian armaments’
IOR/L/PS/12/551 ‘Persia: situation leading up to, and after, the Allied occupation’
IOR/L/PS/12/553 ‘Persia – General Situation (Sept. & Oct. 1941)’
IOR/L/PS/12/3472A ‘Persia: Annual Reports, 1932- ’

Further reading
Amin Banani, The Modernization of Iran, 1921-1941. Stanford University Press, 1961
Mohammad Gholi Majd, August 1941: The Anglo-Russian Occupation of Iran and Change of Shahs. University Press of America, 2012
Ursula Sims-Williams, ‘The New Age (Ruzgar-i naw): World War II cultural propaganda in Persian’ , Asian and African Studies Blog 12 May 2014


Matt Griffin, Cataloguer, Gulf History, BL/QF Partnership
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